TB
TB

Thomas Bell

25 Years of Experience
Philadelphia, PA
1 DisclosureBroker

Thomas Bell is a registered investment advisor at Wells Fargo Advisors, based in Philadelphia, PA, with 25 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2710 S 3rd St, Philadelphia, PA, 19148

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2023
Denied
Other Business Activities

Thomas has 100% ownership in Bell Global Consulting, LLC, which is not investment related, but is currently inactive. He also owns rental property in Myrtle Beach, SC, since 2022, dedicating minimal time to it.

Employment History
Current Registrations
Wells Fargo Advisors
October 2020 - Present · 6 yrs
Wells Fargo Clearing Services, LLCBroker
October 2020 - Present · 6 yrs
Previous Registrations
PNC Investments
February 2018 - October 2020 · 2 yrs 8 mos
PNC InvestmentsBroker
October 2017 - October 2020 · 3 yrs
Abel Noser, LLC.Broker
October 2016 - September 2017 · 11 mos
Abel/noser CORP.Broker
November 2015 - November 2016 · 1 yr
Boenning & Scattergood, INC.Broker
October 2014 - September 2015 · 11 mos
Convergex Execution Solutions LLCBroker
October 2009 - September 2014 · 4 yrs 11 mos
Tradition Asiel Securities INC.Broker
March 2007 - September 2009 · 2 yrs 6 mos
Ryan Beck & CO.Broker
March 2005 - January 2007 · 1 yr 10 mos
Advest, INC.Broker
June 2003 - March 2005 · 1 yr 9 mos
UBS Warburg LLCBroker
September 2000 - June 2003 · 2 yrs 9 mos
State Registrations9 states
AKCADEFLNJNYORPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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