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Hokon Yun

30 Years of Experience
Torrance, CA
1 DisclosureBroker

Hokon Yun is a registered investment advisor at LPL Financial LLC, based in Torrance, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3460 Torrance Blvd #300, Torrance, CA, 90503

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2000
Settled
Employment History
Current Registrations
LPL Financial LLCBroker
August 2023 - Present · 2 yrs 9 mos
LPL Financial LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, LLC
April 2012 - August 2023 · 11 yrs 4 mos
Ameriprise Financial Services, LLCBroker
April 2012 - August 2023 · 11 yrs 4 mos
Wells Fargo Advisors, LLCBroker
January 2011 - April 2012 · 1 yr 3 mos
Wells Fargo Advisors, LLC
January 2011 - April 2012 · 1 yr 3 mos
Wells Fargo Investments, LLCBroker
January 2005 - January 2011 · 6 yrs
Wells Fargo Investments, LLC
January 2005 - January 2011 · 6 yrs
Wm Financial Services, INC.Broker
January 2002 - February 2003 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2000 - January 2002 · 1 yr 4 mos
Wells Fargo Securities INC.Broker
July 1996 - September 2000 · 4 yrs 2 mos
Essex National Securities, INC.Broker
September 1995 - November 1995 · 2 mos
First Interstate Investments,inc.Broker
August 1995 - July 1996 · 11 mos
Prudential Securities IncorporatedBroker
November 1993 - August 1995 · 1 yr 9 mos
State Registrations12 states
AZCACOHIIDILMONVORTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.