Douglas Frazier
Douglas Frazier is a CFP-designated registered investment advisor at LPL Financial LLC, based in Torrance, CA, with 27 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
990 W. 190th St Ste 500, Torrance, CA, 90502
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2008Other Business Activities
Douglas operates under the DBA Pence Wealth Management since 2008, providing financial plans and advice for fees, dedicating minimal time to this. He also has a business entity called Woodleigh Wealth for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Pence Wealth Management, INC.
Kinecta Financial & Insurance Services, LLCBroker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Linsco/private Ledger CORP.Broker
Linsco/private Ledger CORP.
Citicorp Investment Services
Citicorp Investment ServicesBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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