Roderick Uy
Roderick Uy is a registered investment advisor at LPL Financial LLC, based in Torrance, CA, with 21 years of industry experience. Roderick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
21250 Hawthorne Blvd Ste 500, Torrance, CA, 90503
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2026Other Business ActivitiesSells Insurance
Roderick operates LifePoint Wealth Management as a DBA for his LPL business and is also an agent for LifePoint Wealth Management, Inc. He sells life, health, disability, and long-term care insurance, dedicating about 10-20% of his time to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
LPL Financial CorporationBroker
National Planning CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Larry Takahashi, CFPLPL Financial LLC
- Douglas Frazier, CFPLPL Financial LLC
- Kevin Bidenkap, CFP, ChFCLPL Financial LLC
- Hokon YunLPL Financial LLC
- Robert Mustafa, CFPLPL Financial LLC
- John Lewis, CFPLPL Financial LLC