PS
PS
Peter Sanfelippo
31 Years of Experience
Chesterfield, MO
1 DisclosureBroker
Peter Sanfelippo is a registered investment advisor at UBS Financial Services INC., based in Chesterfield, MO, with 31 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
16690 Swingley Ridge Road Suite 240-A, Chesterfield, MO, 63017
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2005Denied
Employment History
Current Registrations
UBS Financial Services INC.
October 2004 - Present · 22 yrs
UBS Financial Services INC.Broker
October 2004 - Present · 22 yrs
Previous Registrations
Morgan Stanley
May 2001 - October 2004 · 3 yrs 5 mos
Morgan Stanley Dw INC.Broker
November 1994 - October 2004 · 9 yrs 11 mos
State Registrations39 states
ALARAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMEMIMNMOMSNCNENJNMNVNYOHORSCTNTXUTVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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