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William Stoner
55 Years of Experience
Chesterfield, MO
1 DisclosureBroker
William Stoner is a registered investment advisor at UBS Financial Services INC., based in Chesterfield, MO, with 55 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
16690 Swingley Ridge Road Suite 240-A, Chesterfield, MO, 63017
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2013Denied
Employment History
Current Registrations
UBS Financial Services INC.
November 2015 - Present · 10 yrs 11 mos
UBS Financial Services INC.
November 2015 - Present · 10 yrs 11 mos
UBS Financial Services INC.Broker
November 2015 - Present · 10 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2007 - November 2015 · 8 yrs
Shearson Lehman Hutton INC.Broker
April 1988 - April 1988 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1988 - November 2015 · 27 yrs 8 mos
E. F. Hutton & Company INCBroker
January 1980 - April 1988 · 8 yrs 3 mos
Bache Halsey Stuart Shields IncorporatedBroker
September 1977 - January 1980 · 2 yrs 4 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Halsey, Stuart & CO., INC.Broker
June 1971 - August 1976 · 5 yrs 2 mos
State Registrations15 states
AZCOFLILINKSMNMONCNVOHTXVAVTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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