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William Stoner

54 Years of Experience
Chesterfield, MO
1 DisclosureBroker

William Stoner is a registered investment advisor at UBS Financial Services INC., based in Chesterfield, MO, with 54 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

16690 Swingley Ridge Road Suite 240-A, Chesterfield, MO, 63017

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History

Regulatory History (1)
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Customer Dispute
August 2013
Denied
Employment History
Current Registrations
UBS Financial Services INC.
November 2015 - Present · 10 yrs 6 mos
UBS Financial Services INC.
November 2015 - Present · 10 yrs 6 mos
UBS Financial Services INC.Broker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2007 - November 2015 · 8 yrs
Shearson Lehman Hutton INC.Broker
April 1988 - April 1988 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1988 - November 2015 · 27 yrs 8 mos
E. F. Hutton & Company INCBroker
January 1980 - April 1988 · 8 yrs 3 mos
Bache Halsey Stuart Shields IncorporatedBroker
September 1977 - January 1980 · 2 yrs 4 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Halsey, Stuart & CO., INC.Broker
June 1971 - August 1976 · 5 yrs 2 mos
State Registrations15 states
AZCOFLILINKSMNMONCNVOHTXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.