CJ
CJ

Clinton Jones

28 Years of Experience
Arlington, TX
1 DisclosureBrokerSells Insurance

Clinton Jones is a registered investment advisor at LPL Financial LLC, based in Arlington, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Arlington, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2012
Denied
Other Business ActivitiesSells Insurance

Clinton operates under two DBAs for his LPL business: Williams Financial Services and Legacy Financial Services. He also owns rental real estate and provides tax preparation/accounting services, dedicating about 10-20% of his time to the latter. Clinton also engages in property and casualty insurance activities, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLC
June 2021 - Present · 4 yrs 11 mos
LPL Financial LLC
June 2021 - Present · 4 yrs 11 mos
LPL Financial LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
AXA Advisors, LLC
March 2015 - June 2019 · 4 yrs 3 mos
AXA Advisors, LLCBroker
October 2014 - June 2019 · 4 yrs 8 mos
National Planning CorporationBroker
June 1999 - October 2014 · 15 yrs 4 mos
Royal Alliance Associates, INC.Broker
December 1997 - June 1999 · 1 yr 6 mos
Pruco Securities CorporationBroker
October 1993 - February 1996 · 2 yrs 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.