William Brown
William Brown is a registered investment advisor at LPL Financial LLC, based in Arlington, TX, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5840 W Interstate 20 Ste 210, Arlington, TX, 76017
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Regulatory History (1)
Customer Dispute
July 2007Other Business Activities
William is associated with Gladstone Wealth Partners as a DBA for LPL business, dedicating full-time hours to this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sanctuary Securities, INC.Broker
Sanctuary Advisors, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.