BR
CFP
BR
CFP

Bryan Rigg

19 Years of Experience
1 DisclosureBrokerSells Insurance

Bryan Rigg is a CFP-designated registered investment advisor at Founders Financial Securities, LLC, based in Dallas, TX, with 19 years of industry experience. Bryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 9,021 clients with $3.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
114 advisors
Number of Clients
9,021 clients
Average Client Portfolio
$368K average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:$5K

FFS offers several investment management programs. Fees are determined separately for each account and are negotiable, based on factors like assets under management, account structure, and services provided. Fees are generally a percentage of assets under management and can be charged quarterly or monthly, in advance or arrears.

Independence Advisory accounts typically do not exceed 2.50% annually. The Managed Portfolio Program has a fee of 1.65% annually. FCMS Private Wealth Solutions fees do not exceed 1.70% of the first $1,000,000 and 1.40% thereafter, annually. Nationwide Variable Annuity fees do not exceed 1.50% annually.

Some programs have minimum account balances and additional custodial fees that could result in an effective rate greater than the stated percentage.

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Location

Dallas, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2013
Final
Other Business ActivitiesSells Insurance

Bryan is an associated person of Founders Financial Securities, LLC and operates under the DBA Rigg Wealth Management, LLC, dedicating nearly full-time hours to investment and insurance sales. He also engages in various other business activities, including energy bill review, family asset management, owning an inactive RIA, academic consulting, publishing, and medical/end-of-life consulting.

Employment History
Current Registrations
Founders Financial Securities LLCBroker
May 2022 - Present · 3 yrs 11 mos
Founders Financial Securities, LLC
May 2022 - Present · 3 yrs 11 mos
Previous Registrations
Cantella & CO., INC.
October 2018 - April 2022 · 3 yrs 6 mos
Cantella & CO., INC.Broker
October 2018 - April 2022 · 3 yrs 6 mos
Cantella & CO., INC.
October 2018 - October 2018 · 0 mos
Investment Advisors CORP
October 2012 - October 2018 · 6 yrs
Broker Dealer Financial Services CORP.Broker
October 2012 - October 2018 · 6 yrs
Investment Advisors CORP
October 2012 - October 2012 · 0 mos
Berthel, Fisher & Company Financial Services, INC.Broker
September 2012 - September 2012 · 0 mos
Rigg Wealth Management, LLC
September 2011 - June 2022 · 10 yrs 9 mos
Wfg Advisors, LP
January 2009 - October 2011 · 2 yrs 9 mos
Wfg Investments, INC.Broker
January 2009 - October 2011 · 2 yrs 9 mos
Rjg Financial
January 2009 - March 2009 · 2 mos
Credit Suisse Securities (USA) LLC
August 2006 - March 2009 · 2 yrs 7 mos
Credit Suisse Securities (USA) LLCBroker
May 2006 - March 2009 · 2 yrs 10 mos
State Registrations10 states
FLIDKSNENHNMPRTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bryan Rigg - Financial Advisor | TrueAdvisor