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CFP
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CFP

Bryan Rigg

LPL Financial LLC
20 Years of Experience
Arlington, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Bryan Rigg is a CFP-designated registered investment advisor at LPL Financial LLC, based in Arlington, TX, with 20 years of industry experience. Bryan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Arlington, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2013
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Bryan is an associated person of Founders Financial Securities, LLC and operates under the DBA Rigg Wealth Management, LLC, dedicating nearly full-time hours to investment and insurance sales. He also engages in various other business activities, including energy bill review, family asset management, owning an inactive RIA, academic consulting, publishing, and medical/end-of-life consulting.

Employment History
Current Registrations
LPL Financial LLC
September 2026 - Present · 1 mo
LPL Financial LLC
September 2026 - Present · 1 mo
LPL Financial LLCBroker
September 2026 - Present · 1 mo
Previous Registrations
Founders Financial Securities, LLC
May 2022 - September 2026 · 4 yrs 4 mos
Founders Financial Securities LLCBroker
May 2022 - September 2026 · 4 yrs 4 mos
Cantella & CO., INC.
October 2018 - April 2022 · 3 yrs 6 mos
Cantella & CO., INC.Broker
October 2018 - April 2022 · 3 yrs 6 mos
Cantella & CO., INC.
October 2018 - October 2018 · 0 mos
Investment Advisors CORP
October 2012 - October 2018 · 6 yrs
Broker Dealer Financial Services CORP.Broker
October 2012 - October 2018 · 6 yrs
Investment Advisors CORP
October 2012 - October 2012 · 0 mos
Berthel, Fisher & Company Financial Services, INC.Broker
September 2012 - September 2012 · 0 mos
Rigg Wealth Management, LLC
September 2011 - June 2022 · 10 yrs 9 mos
Wfg Advisors, LP
January 2009 - October 2011 · 2 yrs 9 mos
Wfg Investments, INC.Broker
January 2009 - October 2011 · 2 yrs 9 mos
Rjg Financial
January 2009 - March 2009 · 2 mos
Credit Suisse Securities (USA) LLC
August 2006 - March 2009 · 2 yrs 7 mos
Credit Suisse Securities (USA) LLCBroker
May 2006 - March 2009 · 2 yrs 10 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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