NC
NC

Nicholas Choman

32 Years of Experience
Rochelle Park, NJ
1 DisclosureBrokerSells Insurance

Nicholas Choman is a registered investment advisor at A.G.P / Alliance Global Partners, based in Rochelle Park, NJ, with 32 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
128 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K

A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.

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Location

365 W Passaic Street, Ste #275, Rochelle Park, NJ, 07662

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History

Regulatory History (1)
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Employment Separation After Allegations
September 2021
Other Business ActivitiesSells Insurance

Nicholas works as a producer and agent at ACC Corp., a general insurance agency. He dedicates a few hours per week to this business during securities trading hours.

Employment History
Current Registrations
A.G.P / Alliance Global Partners
December 2023 - Present · 2 yrs 5 mos
A.G.P. / Alliance Global PartnersBroker
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Aegis Capital CORP.
November 2021 - December 2023 · 2 yrs 1 mo
Aegis Capital CORP.Broker
November 2021 - December 2023 · 2 yrs 1 mo
LPL Financial LLC
April 2021 - October 2021 · 6 mos
LPL Financial LLCBroker
April 2021 - October 2021 · 6 mos
Voya Financial Advisors, INC.
March 2019 - April 2021 · 2 yrs 1 mo
Voya Financial Advisors, INC.Broker
March 2019 - April 2021 · 2 yrs 1 mo
Vision Retirement
January 2018 - March 2019 · 1 yr 2 mos
LPL Financial LLCBroker
October 2014 - April 2019 · 4 yrs 6 mos
LPL Financial LLC
October 2014 - November 2018 · 4 yrs 1 mo
CUNA Brokerage Services, INC.
July 2002 - November 2014 · 12 yrs 4 mos
CUNA Brokerage Services, INC.Broker
September 1999 - November 2014 · 15 yrs 2 mos
Fleet Enterprises, INC.Broker
April 1999 - September 1999 · 5 mos
Citicorp Investment ServicesBroker
September 1998 - March 1999 · 6 mos
PNC Brokerage CORPBroker
August 1997 - September 1998 · 1 yr 1 mo
Compulife Investor Services, INC.Broker
April 1997 - August 1997 · 4 mos
PNC Brokerage CORPBroker
February 1996 - April 1997 · 1 yr 2 mos
Essex National Securities, INC.Broker
April 1994 - May 1996 · 2 yrs 1 mo
Sei Financial Services CompanyBroker
April 1994 - May 1994 · 1 mo
Marketing One Securities, INC.Broker
November 1993 - April 1994 · 5 mos
State Registrations7 states
FLNCNJNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.