Joseph Matina
Joseph Matina is a registered investment advisor at UBS Financial Services INC., based in Naples, FL, with 32 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
801 Laurel Oak Drive, Suite 500, Suntrust Building, Naples, FL, 34108
Get directionsHistory
Regulatory History (5)
Customer Dispute
December 2015Customer Dispute
May 2009Customer Dispute
September 2004Customer Dispute
February 2001Customer Dispute
December 2000Other Business Activities
Joseph is involved with Albright College since 2013. The filing does not specify the nature or time commitment of this activity.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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