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CFP

Fred Legrand

Wells Fargo Advisors
32 Years of Experience
Wayzata, MN
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Fred Legrand is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Wayzata, MN, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

701 Lake Street E Ste 200, [Satellite], Wayzata, MN, 55391

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002
Denied
Customer Dispute
March 2002
Denied
Customer Dispute
February 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Fred owns FRL Investments and rental properties in Minneapolis. He spends minimal time on these activities.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2019 - Present · 6 yrs 6 mos
Wells Fargo Advisors
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
November 2016 - November 2019 · 3 yrs
Wells Fargo Clearing Services, LLC
November 2016 - November 2019 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2016 - December 2016 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2016 - December 2016 · 1 mo
Wells Fargo Advisors, LLC
March 2007 - November 2016 · 9 yrs 8 mos
Wells Fargo Advisors, LLCBroker
December 2006 - November 2016 · 9 yrs 11 mos
UBS Financial Services INC.
February 1999 - December 2006 · 7 yrs 10 mos
UBS Financial Services INC.Broker
July 1998 - December 2006 · 8 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
December 1993 - July 1998 · 4 yrs 7 mos
State Registrations26 states
AZCACOFLGAIAKSMAMDMIMNMOMSNDNENHNJNVNYOHPASCSDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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