KW
KW
Kristy Warmerdam
21 Years of Experience
Manchester, NH
1 DisclosureBroker
Kristy Warmerdam is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Manchester, NH, with 21 years of industry experience. Kristy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
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Location
1000 Elm St, 15th Floor, Manchester, NH, 03101
Get directionsHistory
Regulatory History (1)
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Financial
May 2016Final
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2022 - Present · 4 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
February 2022 - Present · 4 yrs 3 mos
Northwestern Mutual Investment Services, LLC
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
July 2019 - February 2022 · 2 yrs 7 mos
LPL Financial LLC
July 2019 - February 2022 · 2 yrs 7 mos
Hilltop Securities Independent Network INC.Broker
May 2013 - July 2019 · 6 yrs 2 mos
Hilltop Securities Independent Network INC.
May 2013 - July 2019 · 6 yrs 2 mos
Charles Schwab & CO., INC.
July 2012 - May 2013 · 10 mos
Charles Schwab & CO., INC.Broker
July 2012 - May 2013 · 10 mos
Southwest Securities, INC.
September 2010 - June 2012 · 1 yr 9 mos
Southwest Securities, INC.Broker
April 2010 - June 2012 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1994 - August 1999 · 5 yrs 6 mos
State Registrations51 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.