David Melby
David Melby is a registered investment advisor at UBS Financial Services INC., based in Oakbrook Terrace, IL, with 32 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1 Tower Lane-Ste 1700, Oakbrook Terrace Tower, Oakbrook Terrace, IL, 60181
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2012Customer Dispute
July 2011Other Business Activities
David co-owns a rental property in Las Vegas, NV, since 2006. He spends minimal time on this investment-related activity.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
Dean Witter Reynolds INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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