Steven Smith
Steven Smith is a registered investment advisor at UBS Financial Services INC., based in Oakbrook Terrace, IL, with 21 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1 Tower Lane-Ste 1700, Oakbrook Terrace Tower, Oakbrook Terrace, IL, 60181
Get directionsHistory
Regulatory History (1)
Criminal
November 1991Other Business Activities
Steven is a member of the board of directors for Sweet William Retail Inc., a retailer of women's apparel and accessories, since 2014.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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