CW
CW
Christopher Weng
31 Years of Experience
San Jose, CA
2 DisclosuresBroker
Christopher Weng is a registered investment advisor at Raymond James & Associates, INC., based in San Jose, CA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
333 W San Carlos St., Suite 1650, San Jose, CA, 95110
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 2020Settled
Customer Dispute
May 2009Denied
Other Business Activities
Christopher is the owner of TaMad Aviation LLC since 2019, dedicating minimal time to the business. This activity is not investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2019 - Present · 7 yrs
Raymond James & Associates, INC.Broker
May 2019 - Present · 7 yrs
Raymond James & Associates, INC.
May 2019 - Present · 7 yrs
Previous Registrations
UBS Financial Services INC.Broker
May 2008 - June 2019 · 11 yrs 1 mo
UBS Financial Services INC.
May 2008 - June 2019 · 11 yrs 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - May 2008 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - May 2008 · 1 yr 1 mo
Morgan Stanley
May 2005 - April 2007 · 1 yr 11 mos
Morgan Stanley Dw INC.Broker
October 1994 - April 2007 · 12 yrs 6 mos
State Registrations44 states
AKALARAZCACODCDEFLGAHIIAIDILINKSKYMAMDMEMIMNMOMSMTNCNENJNMNVNYOHOKORPASCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.