Bud Nicol is a registered investment advisor, based in Ann Arbor, MI, with 31 years of industry experience.
Location
300 Parkland Plaza, Ann Arbor, MI, 48103
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2003Closed-No Action
Other Business ActivitiesSells Insurance
Bud operates Retirement & Lifestyle Planning LLC, through which he sells various lines of insurance including fixed annuities, health insurance, term life, whole life, and fixed index annuities. He sells these products through various insurance companies.
Employment History
Current Registrations
Sigma Financial CorporationBroker
September 2012 - Present · 13 yrs 8 mos
Spc
September 2012 - Present · 13 yrs 8 mos
Previous Registrations
Sterne Agee Investment Advisors, INC.
October 2011 - September 2012 · 11 mos
Sterne Agee Financial Services, INC.Broker
September 2011 - September 2012 · 1 yr
Spc
April 1999 - September 2011 · 12 yrs 5 mos
Sigma Financial CorporationBroker
February 1999 - September 2011 · 12 yrs 7 mos
Summit Brokerage Services, INC.Broker
February 1999 - March 1999 · 1 mo
Washington Square Securities, INC.Broker
April 1997 - February 1999 · 1 yr 10 mos
Secura Investments, INC.Broker
August 1996 - April 1997 · 8 mos
Aegon USA Securities INC.Broker
July 1995 - April 1996 · 9 mos
Ifg Network Securities, INC.Broker
May 1995 - July 1995 · 2 mos
Royal Alliance Associates, INC.Broker
October 1994 - April 1995 · 6 mos
PFS Investments INC.Broker
April 1994 - October 1994 · 6 mos
Pruco Securities CorporationBroker
November 1993 - March 1994 · 4 mos
State Registrations10 states
CTFLILMAMNNCNYPATXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.