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Todd Arens

32 Years of Experience
St. Paul, MN
BrokerSells Insurance

Todd Arens is a registered investment advisor, based in St. Paul, MN, with 32 years of industry experience.

Location

944 Inwood Ave N, St. Paul, MN, 55128

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Todd is an Investment Advisor Representative (IAR) and owner of Highmark Wealth Management, dedicating nearly full-time hours to financial advising and planning. Additionally, Todd works as an insurance agent selling fixed/traditional insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2012 - Present · 13 yrs 10 mos
Highmark Wealth Management LLC
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
October 2006 - August 2012 · 5 yrs 10 mos
UBS Financial Services INC.Broker
August 2006 - August 2012 · 6 yrs
Piper Jaffray & CO.Broker
August 1996 - August 2006 · 10 yrs
John G. Kinnard and Company, IncorporatedBroker
December 1993 - August 1996 · 2 yrs 8 mos
State Registrations6 states
AZFLMNNYTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Todd Arens - Financial Advisor | TrueAdvisor