Stephen Gulley
Stephen Gulley is a registered investment advisor at MML Investors Services, LLC, based in Lake Oswego, OR, with 29 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
5885 Meadows Road, Suite 850, Lake Oswego, OR, 97035
Get directionsHistory
Regulatory History (3)
Criminal
March 1986Criminal
February 1986Criminal
October 1985Other Business ActivitiesSells Insurance
Stephen sells and services individual life, health, fixed annuity, disability income (DI), and long-term care (LTC) insurance products. This takes about 10-20% of Stephen's time, both during and outside of trading hours.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
MML Investors Services, LLC
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
Securian Financial Services, INC.Broker
Sentra Securities CorporationBroker
Kms Financial Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.