Robert Caldwell
Robert Caldwell is a CFP, ChFC-designated registered investment advisor at Foundations Investment Advisors LLC, based in Lake Oswego, OR, with 13 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 25,166 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
A $150 annual minimum management fee will be assessed on all accounts. All accounts will also be assessed a $50 annual administrative and technology fee (ATF) at the end of the January billing cycle. The fee schedule may not be the actual fee charged, but the maximum fee charged. Sub-Adviser fees are included in the fee schedule above.
Fee Estimator
Location
4800 Meadows Rd, Suite 125, Lake Oswego, OR, 97034
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is a non-variable insurance agent/broker for multiple companies since 2017 and an insurance agent utilizing BGA for fixed insurance business. He is also the principal of Price Financial Group and a managing member of Price Financial Group Accounting & Tax, LLC; these activities take about 10-20% of Robert's time.
Employment History
Current Registrations
Foundations Investment Advisors LLC
Previous Registrations
Price Financial Group Wealth Management, INC.
Cwm, LLC
Price Financial Group Wealth Management
Fsc Securities CorporationBroker
Fsc Securities Corporation
LPL Financial LLC
LPL Financial LLCBroker
MML Investors Services, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.