NP
NP

Nathan Price

22 Years of Experience
Lake Oswego, OR
4 DisclosuresBrokerSells Insurance

Nathan Price is a registered investment advisor at MML Investors Services, LLC, based in Lake Oswego, OR, with 22 years of industry experience. Nathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5885 Meadows Road, Suite 850, Lake Oswego, OR, 97035

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History

Regulatory History (4)
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Judgment / Lien
February 2025
Customer Dispute
August 2023
Denied
Customer Dispute
April 2019
Denied
Criminal
September 1999
Final Disposition
Other Business ActivitiesSells Insurance

Nathan owns simple rental property and is an insurance agent selling fixed annuities, life, health, disability, and long-term care insurance. He dedicates minimal time to the rental property and a few hours per week to insurance sales.

Employment History
Current Registrations
MML Investors Services, LLC
August 2018 - Present · 8 yrs 2 mos
MML Investors Services, LLCBroker
July 2018 - Present · 8 yrs 3 mos
Previous Registrations
Hornor, Townsend & Kent, INC.
May 2013 - May 2018 · 5 yrs
Hornor, Townsend & Kent, INC.Broker
February 2013 - May 2018 · 5 yrs 3 mos
Park Avenue Securities LLC
October 2009 - November 2012 · 3 yrs 1 mo
Park Avenue Securities LLCBroker
April 2009 - November 2012 · 3 yrs 7 mos
Nationwide Securities, LLCBroker
August 2008 - March 2009 · 7 mos
Nationwide Securities, LLC
August 2008 - March 2009 · 7 mos
1717 Capital Management Company
December 2005 - August 2008 · 2 yrs 8 mos
1717 Capital Management CompanyBroker
November 2005 - August 2008 · 2 yrs 9 mos
Signator Investors, INC.
May 2005 - November 2005 · 6 mos
Signator Investors, INC.Broker
January 2004 - November 2005 · 1 yr 10 mos
AXA Advisors, LLC
September 2003 - December 2003 · 3 mos
AXA Advisors, LLCBroker
August 2003 - December 2003 · 4 mos
State Registrations16 states
ALAZCACOFLIDMIMTNMNVNYORPATXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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