David Jack is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
61 South Paramus Road, 3rd Floor, Paramus, NJ, 07652
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Regulatory History (10)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2024Final
Financial
July 2023Final
Customer Dispute
October 2022Denied
Financial
January 2022Final
Financial
April 2021Final
Financial
March 2021Final
Financial
February 2021Final
Financial
November 2020Final
Customer Dispute
September 2006Denied
Customer Dispute
July 2002Settled
Employment History
Current Registrations
Morgan StanleyBroker
February 2021 - Present · 5 yrs 3 mos
Morgan Stanley
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
September 2008 - February 2021 · 12 yrs 5 mos
UBS Financial Services INC.Broker
September 2008 - February 2021 · 12 yrs 5 mos
Citigroup Global Markets INC.Broker
September 2005 - October 2008 · 3 yrs 1 mo
Citigroup Global Markets INC.
September 2005 - October 2008 · 3 yrs 1 mo
Morgan Stanley
May 2003 - September 2005 · 2 yrs 4 mos
Morgan Stanley Dw INC.Broker
May 2003 - September 2005 · 2 yrs 4 mos
Prudential Securities Incorporated
October 1999 - May 2003 · 3 yrs 7 mos
Prudential Securities IncorporatedBroker
October 1999 - May 2003 · 3 yrs 7 mos
Painewebber IncorporatedBroker
January 1998 - October 1999 · 1 yr 9 mos
J. B. Hanauer & CO.Broker
November 1993 - January 1998 · 4 yrs 2 mos
State Registrations19 states
AZCACOCTDEFLKSMAMINHNJNVNYOHPATXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.