Rajvinder Budwal
Rajvinder Budwal is a registered investment advisor at Osaic Wealth, INC., based in San Jose, CA, with 32 years of industry experience. Rajvinder operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
329 Piercy Road, San Jose, CA, 95138
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2021Customer Dispute
September 1997Other Business ActivitiesSells Insurance
Rajvinder provides notary public services, owns Budwal Realty for buying/selling real estate, and owns Budwal & Associates, an insurance agency selling life insurance. He also provides living trust services, receiving a referral fee.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Wma Securities, INC.Broker
Intersecurities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.