Thelma Garcia is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 S. Biscayne Blvd., Miami, FL, 33131
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Regulatory History (1)
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Customer Dispute
December 2002Denied
Other Business Activities
Thelma owns rental property in Miami, Florida, since 2012. She spends minimal time on property management.
Employment History
Current Registrations
Morgan Stanley
July 2021 - Present · 4 yrs 10 mos
Morgan StanleyBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2007 - July 2021 · 14 yrs
Wells Fargo Clearing Services, LLCBroker
October 2000 - July 2021 · 20 yrs 9 mos
First Union Brokerage Services, INC.Broker
December 1993 - October 2000 · 6 yrs 10 mos
State Registrations12 states
CACOFLKSMDMINCNYOKPASDTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.