Russell Winthrop
Russell Winthrop is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Statesville, NC, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
111 W Brd St, Statesville, NC, 28677
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 1998Other Business Activities
Russell is a director for the Boys and Girls Club of the Piedmont Inc., a non-profit charitable organization, since 2020. He dedicates minimal time to this role, serving as a member of the board of directors.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.