PP
CFP · ChFC
PP
CFP · ChFC

Paul Pradel

32 Years of Experience
Seattle, WA
BrokerSells Insurance

Paul Pradel is a CFP, ChFC-designated registered investment advisor at Commonwealth Financial Network, based in Seattle, WA, with 32 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3079 advisors
Number of Clients
399,450 clients
Average Client Portfolio
$525K average
Assets Under Management
$209.7B

Fee Structure

Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.

Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.

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Location

1326 5th Avenue, Suite 445, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Paul conducts fixed insurance sales from a branch office under Pradel Financial Group DBA. This activity takes a few hours per week.

Employment History
Current Registrations
Commonwealth Financial Network
January 2003 - Present · 23 yrs 4 mos
Commonwealth Financial NetworkBroker
January 2003 - Present · 23 yrs 4 mos
Previous Registrations
American Express Financial Advisors, INC.
May 1996 - January 2003 · 6 yrs 8 mos
American Express Financial Advisors INC.Broker
December 1993 - January 2003 · 9 yrs 1 mo
Ids Life Insurance CompanyBroker
December 1993 - January 2003 · 9 yrs 1 mo
State Registrations17 states
AZCAFLHIIDILINMEMNMTNVNYORPAUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Pradel - Financial Advisor | TrueAdvisor