John Chavez is a CFP-designated registered investment advisor at Wafd Wealth, INC, based in Seattle, WA, with 31 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 274 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WaFd Wealth offers wealth management services for an annual fee based on the value of your investments. This fee ranges from 0.50% to 1.50% for discretionary management and 0.10% to 0.25% for consulting. The exact fee depends on the size and composition of your portfolio, the services provided, and who is providing the services. The fee is calculated monthly based on the market value of your investments on the last day of the month.
Location
1215 Fourth Avenue, Suite 2200, Seattle, WA, 98161
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Regulatory History (1)
Customer Dispute
May 2016Other Business Activities
John owns Innovative Concepts & Design, LLC, a holding company for future entrepreneurial ventures, and spends a few hours per week on it. He also owns Practice Perfect Golf Solutions, LLC, which supports the pursuit of an invention, also taking a few hours per week.
Employment History
Current Registrations
Wafd Wealth, INC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Edward D. Jones & CO., L.P.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.