Stephen Engels is a CFP-designated registered investment advisor, based in Plano, TX, with 32 years of industry experience.
Location
2500 Dallas Parkway, Suite 400, Plano, TX, 75093
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a trustee for a family insurance trust and owns SME Global Holdings LLC and CMG Global Holdings LLC. He also works as an insurance agent selling fixed/traditional insurance products to clients for about 10-20% of his time.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Cmg Wealth Management
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
UBS Financial Services INC.Broker
UBS Financial Services INC.
J.C. Bradford & CO.Broker
Southwest Securities, INC.Broker
Barre & Company, IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.