KA
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Kenneth Arnold

32 Years of Experience
Coral Springs, FL
2 Disclosures

Kenneth Arnold is a registered investment advisor at Oneseven, based in Coral Springs, FL, with 32 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 5,456 clients with $4.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
113 advisors
Number of Clients
5,456 clients
Average Client Portfolio
$889K average
Assets Under Management
$4.8B

Fee Structure

OneSeven's investment management fees range from 0.05% to 2.00% annually, depending on the size and complexity of the client relationship and the services provided. Fees are paid quarterly or monthly in advance, except for former MGOIA clients who pay in arrears. Certain accounts may be charged additional fees of up to 0.5% for services not covered under the typical portfolio management arrangement, such as financial planning or working with other professionals. Fees are negotiable.

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Location

5521 N. University Drive,, Suite 103, Coral Springs, FL, 33076

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2003
Settled
Customer Dispute
March 1999
Denied
Other Business Activities

Kenneth serves as General Partner and Investment Manager for Everglades Global Opportunities Fund LP since 2017, Everglades Digital Assets Fund LP since 2019, and OA Digital Asset Fund LP since 2020. These roles may require work during trading hours.

Employment History
Current Registrations
Oneseven
June 2018 - Present · 7 yrs 10 mos
Previous Registrations
Hayden Royal
January 2017 - July 2018 · 1 yr 6 mos
Wells Fargo Advisors Financial Network, LLC
October 2013 - January 2017 · 3 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2013 - January 2017 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2011 - October 2013 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2011 - October 2013 · 1 yr 10 mos
Morgan Keegan & Company, INC.
March 2010 - December 2011 · 1 yr 9 mos
Morgan Keegan & Company, INC.Broker
March 2010 - December 2011 · 1 yr 9 mos
Oppenheimer & CO. INC.
April 2008 - March 2010 · 1 yr 11 mos
Oppenheimer & CO. INC.Broker
April 2008 - March 2010 · 1 yr 11 mos
A & J Advisory Services, LLC
March 2008 - April 2008 · 1 mo
Lebenthal & CO., LLCBroker
February 2008 - April 2008 · 2 mos
Alexandra & James CO.
June 2007 - March 2008 · 9 mos
Alexandra & James CO.Broker
June 2007 - March 2008 · 9 mos
Alexandra & James CO.Broker
March 2007 - March 2007 · 0 mos
Everglades Parkland Advisors, LLC
October 2005 - March 2008 · 2 yrs 5 mos
Mid Atlantic Financial Management, INC.
August 2004 - June 2007 · 2 yrs 10 mos
Mid Atlantic Capital CorporationBroker
August 2004 - June 2007 · 2 yrs 10 mos
Wachovia Securities, LLCBroker
October 1999 - August 2004 · 4 yrs 10 mos
Wachovia Securities, LLC
October 1999 - August 2004 · 4 yrs 10 mos
First Union Capital Markets CORP.Broker
January 1999 - October 1999 · 9 mos
Salomon Smith Barney INC.Broker
April 1994 - January 1999 · 4 yrs 9 mos
Painewebber IncorporatedBroker
January 1994 - April 1994 · 3 mos
State Registrations2 states
FLTX
Advisor

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Exams
No exam information available for this advisor.
Kenneth Arnold - Financial Advisor | TrueAdvisor