Nicholas Ippolito
Nicholas Ippolito is a registered investment advisor at Park Avenue Securities LLC, based in Holmdel, NJ, with 30 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
101 Crawfords Corner Road, Suite 2405, Holmdel, NJ, 07733
Get directionsHistory
Regulatory History (6)
Customer Dispute
April 2018Customer Dispute
March 2017Employment Separation After Allegations
January 2017Customer Dispute
February 2013Customer Dispute
May 2009Customer Dispute
April 2009Other Business Activities
Nicholas is associated with VIP Wealth Management LLC, operating as a DBA. This activity is investment-related and takes about half of his time.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
PNC InvestmentsBroker
PNC Investments
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Lcp Capital CORP.Broker
R.D. White & CO., INC.Broker
A.S. Goldmen & CO., INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.