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Thomas Miniscalco
32 Years of Experience
Chicago, IL
3 DisclosuresBroker
Thomas Miniscalco is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
10 South Wacker Drive, Suite 2960, Chicago, IL, 60606
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005Settled
Customer Dispute
May 2001Settled
Criminal
March 1991Final Disposition
Other Business Activities
Thomas has 50% ownership in Haas Miniscalco, LLC and dedicates full-time hours to it, primarily during trading. He is transitioning to Finet Practice.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Wells Fargo Advisors
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - June 2023 · 19 yrs 11 mos
Wells Fargo Clearing Services, LLC
July 2003 - June 2023 · 19 yrs 11 mos
Prudential Securities Incorporated
March 1998 - July 2003 · 5 yrs 4 mos
Prudential Securities IncorporatedBroker
December 1993 - July 2003 · 9 yrs 7 mos
State Registrations32 states
AKARAZCACODEFLGAIAILINKSMAMEMIMNMONCNHNJNYOHPARISCTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.