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Enrico Cacciapuoti

Berthel Fisher & Company Financial Services, INC.
30 Years of Experience
Monrovia, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Enrico Cacciapuoti is a registered investment advisor at Berthel Fisher & Company Financial Services, INC., based in Monrovia, CA, with 30 years of industry experience. Enrico is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 3,352 clients with $910M in assets under management.

Berthel Fisher & Company Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
232 advisors
Number of Clients
3,352 clients
Average Client Portfolio
$270K average
Assets Under Management
$906.4M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable fee across programs is 2.50% annually. Actual fees are negotiable and vary by advisor, account size, and platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

635 W Foothill Blvd, Monrovia, CA, 91016

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2018
Final
Financial
December 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Enrico is involved in outside fixed insurance sales since 1994. He dedicates minimal time to this activity and receives less than 10% of his annual compensation from it.

Employment History
Current Registrations
Bfc Planning, INC.
April 2026 - Present · 6 mos
Berthel, Fisher & Company Financial Services, INC.Broker
April 2026 - Present · 6 mos
Previous Registrations
Kingswood Wealth Advisors, LLC
February 2026 - March 2026 · 1 mo
Kingswood Capital Partners, LLCBroker
February 2026 - March 2026 · 1 mo
First Heartland Consultants, INC.
March 2025 - February 2026 · 11 mos
First Heartland Capital, INC.Broker
March 2025 - February 2026 · 11 mos
Park Avenue Securities LLC
March 2023 - February 2024 · 11 mos
Park Avenue Securities LLCBroker
March 2023 - February 2024 · 11 mos
Creativeone Securities, LLCBroker
February 2021 - December 2022 · 1 yr 10 mos
Creativeone Securities, LLC
February 2021 - December 2022 · 1 yr 10 mos
Client One Securities LLCBroker
March 2020 - December 2020 · 9 mos
Client One Securities LLC
March 2020 - December 2020 · 9 mos
Mutual of Omaha Investor Services, INC.
March 2018 - October 2019 · 1 yr 7 mos
Mutual of Omaha Investor Services, INC.Broker
March 2018 - October 2019 · 1 yr 7 mos
Royal Alliance Associates, INC.
December 2003 - March 2018 · 14 yrs 3 mos
Afp Advisory Services INC
December 2003 - November 2004 · 11 mos
Royal Alliance Associates, INC.Broker
January 1998 - March 2018 · 20 yrs 2 mos
Metlife Securities INC.Broker
October 1994 - January 1998 · 3 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
October 1994 - January 1998 · 3 yrs 3 mos
Sunamerica Securities, INC.Broker
January 1994 - June 1994 · 5 mos
State Registrations4 states
CAGALANJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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