James Barcomb is a registered investment advisor, based in Plattsburgh, NY, with 31 years of industry experience.
Location
39 Court St, Plattsburgh, NY, 12901
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Regulatory History (2)
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Customer Dispute
June 2021Denied
Customer Dispute
October 2020Denied
Other Business Activities
James is involved with several outside business activities. These include serving as Vice President and Board Member for Plattsburgh Housing Authority and Board Member for Hospice of the North Country, affiliation with CIRA as an IAR, owner of Big Country LLC (real estate), and owner of Barcomb Wealth Management. The IAR affiliation and Barcomb Wealth Management take up nearly all of James's time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
December 2022 - Present · 3 yrs 5 mos
Cambridge Investment Research Advisors, INC.
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Cantella & CO., INC.
April 2021 - April 2023 · 2 yrs
Cantella & CO., INC.Broker
March 2021 - December 2022 · 1 yr 9 mos
Ic Advisory Services, INC.
October 2016 - March 2021 · 4 yrs 5 mos
The Investment Center, INC.Broker
June 2010 - March 2021 · 10 yrs 9 mos
Next Financial Group, INC.Broker
June 2002 - June 2010 · 8 yrs
Equity Services, INC.Broker
November 1998 - March 2002 · 3 yrs 4 mos
Metlife Securities INC.Broker
November 1997 - November 1998 · 1 yr
Metropolitan Life Insurance CompanyBroker
November 1997 - November 1998 · 1 yr
Nylife Securities INC.Broker
June 1997 - October 1997 · 4 mos
Mutual of Omaha Investor Services, INC.Broker
February 1994 - February 1997 · 3 yrs
State Registrations3 states
FLNYVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.