David Hays
David Hays is a registered investment advisor at J. W. Cole Advisors, INC., based in Tampa, FL, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
4301 Anchor Plaza Parkway, Suite 450, Tampa, FL, 33634
Get directionsHistory
Regulatory History (6)
Customer Dispute
April 2014Customer Dispute
December 2013Customer Dispute
October 2013Employment Separation After Allegations
April 2013Customer Dispute
January 2013Customer Dispute
July 2002Other Business ActivitiesSells Insurance
David sells various lines of insurance through various insurance companies. He is also the president of Comprehensive Financial Consultants Institutional Inc. (CFCI) and Comprehensive Financial Consultants of Indiana, Inc. (CFC), which provides financial planning, insurance sales, investments, and tax preparation.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Cfci
Previous Registrations
Spc
Sammons Securities Company, LLCBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Ascend Financial Services, INC.Broker
New England SecuritiesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.