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Susan Hutcheon

32 Years of Experience
Royal Palm Beach, FL
2 DisclosuresBroker

Susan Hutcheon is a registered investment advisor at UBS Financial Services INC., based in Royal Palm Beach, FL, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

Royal Palm Beach, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002
Closed-No Action
Customer Dispute
June 2002
Settled
Other Business Activities

Susan is a partner in a real estate rental business since 2015. This activity is not investment-related.

Employment History
Current Registrations
UBS Financial Services INC.
October 2011 - Present · 14 yrs 11 mos
UBS Financial Services INC.
October 2011 - Present · 14 yrs 11 mos
UBS Financial Services INC.Broker
October 2011 - Present · 14 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1995 - October 2011 · 15 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1994 - October 2011 · 17 yrs 9 mos
State Registrations25 states
ALCACOCTDCFLGAHIILMAMDMIMNMONCNHNJNVNYOHPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.