John Fulton
John Fulton is a registered investment advisor at UBS Financial Services INC., based in West Palm Beach, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
525 Okeechobee Blvd, Suite 1500, West Palm Beach, FL, 33401
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2020Customer Dispute
October 2018Customer Dispute
June 2002Customer Dispute
September 1998Other Business Activities
John is the Chairman of the Endowment Committee for the Rosarian Academy Charitable Trust, a private school, since 2014. His responsibilities include facilitating order and setting the agenda.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Deutsche Bank Securities INC.Broker
Db Alex. Brown LLCBroker
Alex. Brown & Sons IncorporatedBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.