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David Carson

LPL Financial LLC
19 Years of Experience
Naples, FL
3 DisclosuresBroker
View SEC Summary
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David Carson is a registered investment advisor at LPL Financial LLC, based in Naples, FL, with 19 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10975 Tamiami Trail North, Naples, FL, 34108

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2021
Final
Financial
June 2020
Final
Financial
May 2019
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
September 2026 - Present · 1 mo
LPL Financial LLCBroker
September 2026 - Present · 1 mo
Previous Registrations
Edward Jones
January 2024 - July 2026 · 2 yrs 6 mos
Edward JonesBroker
December 2023 - July 2026 · 2 yrs 7 mos
Morgan Stanley Distribution, INC.Broker
July 2006 - November 2011 · 5 yrs 4 mos
Hsbc Securities (USA) INC.Broker
July 2004 - June 2006 · 1 yr 11 mos
Bny Capital Markets INC.Broker
February 2003 - July 2004 · 1 yr 5 mos
Salomon Smith Barney INC.Broker
September 2002 - January 2003 · 4 mos
J. P. Morgan Advisors, INC.Broker
June 2001 - January 2002 · 7 mos
J.P. Morgan Fund Distributors, INC.Broker
January 1996 - June 2001 · 5 yrs 5 mos
Vista Fund Distributors, INC.Broker
January 1996 - January 1996 · 0 mos
Concord Financial Group, INC.Broker
March 1994 - December 1995 · 1 yr 9 mos
State Registrations2 states
FLNJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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