Douglas Lockwood
Douglas Lockwood is a CFP-designated registered investment advisor at LPL Financial LLC, based in Manasquan, NJ, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2424 Route 34, Manasquan, NJ, 08736
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2017Other Business Activities
Douglas is the sole owner of Lockwood Financial Group for tax/investment purposes, dedicating nearly full-time hours. He is also involved with Harbor Lights Financial Group, Inc., Harbor Lights Property Management LLC, Freedom Financial Partners, LLC, and Harbor Lights Private Wealth.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Harbor Lights Financial Group,inc
Royal Alliance Associates, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.