Gerard Guertin is a ChFC-designated registered investment advisor at Roffman Miller Associates INC, based in Philadelphia, PA, with 21 years of industry experience. Gerard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,598 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $7.0M | 0.75% |
| $7M+ | 0.75% |
Rates shown are for equities and structured products (1.00% on first $2M, 0.75% on next $5M, negotiable thereafter). Other asset classes have different schedules: fixed income is 0.50% on first $5M and mutual funds are 0.75% on first $5M. Cash and cash equivalents are excluded. Fees are negotiable.
Fee Estimator
Location
1835 Market Street, Suite 500, Philadelphia, PA, 19103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Roffman Miller Associates INC
Previous Registrations
Charles Schwab & CO., INC.
LPL Financial LLC
Cco Investment Services CORP.
Citigroup Global Markets INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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