Peter Gaertner is a CFP-designated registered investment advisor at Roffman Miller Associates INC, based in Philadelphia, PA, with 16 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,560 clients with $2.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Roffman Miller Associates charges a percentage of the assets they manage for investment advisory services. The annual fee is paid quarterly, based on the market value of your portfolio at the end of each quarter. The fees are negotiable.
For accounts opened from November 1st, 2006:
- Equities & Structured Products: 1.00% on the first $2 million, 0.75% on the next $5 million, negotiable thereafter.
- Fixed Income: 0.50% on the first $5 million, negotiable thereafter.
- Mutual Funds: 0.75% on the first $5 million, negotiable thereafter.
For accounts opened from August 1st, 2005, until October 31st, 2006:
- Equities/Balanced: 1.00% on the first $1 million, 0.75% on the next $1.5 million, 0.50% on the next $5.0 million, negotiable thereafter.
- Taxable Fixed Income: 0.50% on the first $5.0 million, negotiable thereafter.
- Municipal Fixed Income: 0.375% on the first $5.0 million, negotiable thereafter.
- Mutual Funds: 0.50% on the first $5.0 million, negotiable thereafter.
For accounts opened from 1990 until July 31st, 2005:
- Equities/Balanced: 1.00% on the first $1 million, 0.75% on the next $1.5 million, 0.50% on the next $4.0 million, 0.40% above $6.5 million.
Location
1835 Market Street, Suite 500, Philadelphia, PA, 19103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Roffman Miller Associates INC
Previous Registrations
Bryn Mawr Capital Management, LLC
Affinity Wealth Management LLC
Mercap Securities, LLCBroker
Coastal Equities, INC.Broker
Affinity Wealth Management LLC
J.P. Morgan Securities LLCBroker
State Registrations2 states
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