Roffman Miller Associates offers customized investment management and financial planning services, focusing on long-term goals and portfolio diversification. The firm builds tailored portfolios primarily utilizing individual stocks and bonds, alongside mutual funds and exchange-traded funds, while working closely with clients to understand their specific risk tolerance, cash flow needs, and tax considerations. Founded in 1990 and headquartered in Philadelphia, the team emphasizes personalized communication and active management to help clients navigate various market conditions.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $7.0M | 0.75% |
| $7M+ | 0.75% |
Rates shown are for equities and structured products (1.00% on first $2M, 0.75% on next $5M, negotiable thereafter). Other asset classes have different schedules: fixed income is 0.50% on first $5M and mutual funds are 0.75% on first $5M. Cash and cash equivalents are excluded. Fees are negotiable.