Pina Carino is a registered investment advisor at Morgan Stanley, based in Napa, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
700 Main Street, Suite 315, Napa, CA, 94559
Get directionsHistory
Regulatory History (2)
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Customer Dispute
April 2009Settled
Customer Dispute
June 2001Denied
Other Business Activities
Pina is a singer and rhythm guitarist with the band Rockbusters, dedicating a few hours per week. She also owns multiple rental properties in Scottsdale, AZ, and is a trustee for the Pina Carino Trust, which owns rental property.
Employment History
Current Registrations
Morgan StanleyBroker
July 2024 - Present · 1 yr 10 mos
Morgan Stanley
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2017 - July 2024 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2017 - July 2024 · 6 yrs 7 mos
Wells Fargo Clearing Services, LLC
March 2016 - December 2017 · 1 yr 9 mos
Wells Fargo Clearing Services, LLCBroker
March 2016 - December 2017 · 1 yr 9 mos
Lincoln Financial Distributors, INC.Broker
October 2015 - March 2016 · 5 mos
UBS Financial Services INC.
April 2010 - November 2015 · 5 yrs 7 mos
UBS Financial Services INC.Broker
April 2010 - November 2015 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2005 - April 2010 · 4 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 2002 - January 2005 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2002 - April 2010 · 7 yrs 8 mos
Prudential Securities IncorporatedBroker
March 1998 - August 2002 · 4 yrs 5 mos
Painewebber IncorporatedBroker
March 1994 - April 1998 · 4 yrs 1 mo
State Registrations12 states
AZCACOINKSMDMINCNVNYPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.