Denise Cary is a registered investment advisor at Morgan Stanley, based in Napa, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
700 Main Street, Suite 315, Napa, CA, 94559
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Regulatory History (1)
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Employment Separation After Allegations
January 2021Other Business Activities
Denise is the owner and manager of Fazerrati's Pizza Restaurant in Napa, CA, starting in 2010. She spends approximately 60 hours per month on this activity, but none during trading hours.
Employment History
Current Registrations
Morgan Stanley
January 2021 - Present · 5 yrs 8 mos
Morgan StanleyBroker
January 2021 - Present · 5 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2007 - February 2021 · 13 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
November 2005 - February 2021 · 15 yrs 3 mos
UBS Financial Services INC.Broker
November 1997 - December 2005 · 8 yrs 1 mo
State Registrations32 states
AZCACODCFLHIIAIDILINMAMDMEMIMOMTNCNENMNVNYOHOKORPASCTNTXUTWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.