Denise Cary is a registered investment advisor at Morgan Stanley, based in Napa, CA, with 28 years of industry experience. Denise is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
700 Main Street, Suite 315, Napa, CA, 94559
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Regulatory History (1)
Employment Separation After Allegations
January 2021Other Business Activities
Denise is the owner and manager of Fazerrati's Pizza Restaurant in Napa, CA, starting in 2010. She spends approximately 60 hours per month on this activity, but none during trading hours.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
UBS Financial Services INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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