Mary Ryan
Mary Ryan is a registered investment advisor at Umb Financial Services, INC., based in Leawood, KS, with 31 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $3.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.45% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $15.0M | 0.50% |
| $15M+ | 0.45% |
Fees may be negotiable based on the client’s total relationship with UMB. Fees for the UMB Institutional Fixed Income Program will not exceed 1%.
Fee Estimator
Location
4200 W 115th Street, Leawood, KS, 66211
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2004Other Business Activities
Mary operates under the DBA WBT Investment Services for her LPL business since 2017. This activity takes nearly all of Mary's time.
Employment History
Current Registrations
Umb Financial Services, INC.Broker
Umb Financial Services, INC.
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
U.S. Bancorp Investments, INC.Broker
Firstar Investment Services,inc.Broker
Invest Financial CorporationBroker
Mutual Service CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.