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Adriana Frazier

29 Years of Experience
Oakbrook Terrace, IL
1 DisclosureBroker

Adriana Frazier is a registered investment advisor at Raymond James & Associates, INC., based in Oakbrook Terrace, IL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1 Mid America Plz, Suite 800, Oakbrook Terrace, IL, 60181

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Settled
Other Business Activities

Adriana is the owner of Production Spring, LLC, since August 2024. She dedicates minimal time to this business.

Employment History
Current Registrations
Raymond James & Associates, INC.
December 2013 - Present · 12 yrs 5 mos
Raymond James & Associates, INC.
November 2013 - Present · 12 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
M. R. Beal & CompanyBroker
August 2005 - November 2013 · 8 yrs 3 mos
Loop Capital Markets LLCBroker
April 2004 - August 2005 · 1 yr 4 mos
D.A. Davidson & CO.
October 2002 - May 2003 · 7 mos
D.A. Davidson & CO.Broker
August 2001 - May 2003 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1994 - February 2000 · 5 yrs 10 mos
State Registrations25 states
ARAZCACOCTFLILINKSLAMAMDMIMNNCNVNYOHORSCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.