LB
CFP
LB
CFP

Leah Baker

10 Years of Experience
Oakbrook Terrace, IL
Broker

Leah Baker is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Oakbrook Terrace, IL, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1 Mid America Plz, Suite 800, Oakbrook Terrace, IL, 60181

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Leah is the owner and manager of Middlebury Properties LLC, a rental real estate business, since October 2024. She dedicates a few hours per week to this business.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2016 - Present · 9 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
National Planning CorporationBroker
January 2016 - July 2016 · 6 mos
State Registrations13 states
CACTFLGAIAILINMINCNJNYOHSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.