JY
CFP
JY
CFP
James Yonker
23 Years of Experience
Oakbrook Terrace, IL
1 DisclosureBroker
James Yonker is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Oakbrook Terrace, IL, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1 Mid America Plz, Suite 800, Oakbrook Terrace, IL, 60181
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2004Closed-No Action
Other Business Activities
James is a member of Quercus Rubra, LLC as trustee of two living trusts. He dedicates minimal time to this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2016 - Present · 9 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Waddell & Reed
August 2002 - August 2016 · 14 yrs
Waddell & ReedBroker
June 2002 - August 2016 · 14 yrs 2 mos
State Registrations28 states
AZCACOCTDCFLGAHIIAIDILINMAMDMIMNMONCNJNVNYOHSCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.