Christopher Adams
Christopher Adams is a registered investment advisor at LPL Financial LLC, based in Lawrence, KS, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4910 Corporate Centre Drive, Lawrence, KS, 66047
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Regulatory History (1)
Customer Dispute
July 2003Other Business ActivitiesSells Insurance
Christopher operates DMBruce Wealth Solutions as a DBA for his LPL business and DM BRUCE INSURANCE LLC, selling non-variable insurance, dedicating nearly full-time and about 10-20% of his time, respectively. He also has two business entities, DM Bruce Associates. LLC and Adams Wealth Man Agreement, LLC, for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.