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Kevin Bruce

19 Years of Experience
Lawrence, KS
2 DisclosuresBrokerSells Insurance

Kevin Bruce is a registered investment advisor at LPL Financial LLC, based in Lawrence, KS, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4910 Corporate Centre Drive, Suite 101, Lawrence, KS, 66047

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History

Regulatory History (2)
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Judgment / Lien
June 2025
Judgment / Lien
April 2025
Other Business ActivitiesSells Insurance

Kevin is involved in numerous business activities, including real estate rentals, tax preparation/accounting, trucking, and serving as CFO for Avalon Wellness & Recovery Center. He is also a managing partner at DM BRUCE INSURANCE LLC, an insurance agency, and dedicates about a quarter of his time to tax prep/accounting.

Employment History
Current Registrations
LPL Financial LLC
October 2023 - Present · 2 yrs 7 mos
LPL Financial LLC
October 2023 - Present · 2 yrs 7 mos
LPL Financial LLCBroker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
September 2017 - November 2023 · 6 yrs 2 mos
Cambridge Investment Research, INC.Broker
September 2017 - November 2023 · 6 yrs 2 mos
National Planning Corporation ("npc of America" in Fl & Ny)
June 2007 - September 2017 · 10 yrs 3 mos
National Planning CorporationBroker
September 2006 - September 2017 · 11 yrs
State Registrations19 states
ALAZCACOFLGAIAKSMIMONCNMOKSCTNTXWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.