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Kendall Curry

LPL Financial LLC
29 Years of Experience
Lawrence, KS
2 DisclosuresBroker
View SEC Summary
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Kendall Curry is a registered investment advisor at LPL Financial LLC, based in Lawrence, KS, with 29 years of industry experience. Kendall is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4910 Corporate Centre Drive, Suite 101, Lawrence, KS, 66047

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 1997
Final Disposition
Criminal
January 1976
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kendall operates DMBruce Wealth Solutions as a DBA for their LPL business since October 2023. They also have DM Bruce Associates, a business entity for tax/investment purposes since 1997.

Employment History
Current Registrations
LPL Financial LLC
October 2023 - Present · 3 yrs
LPL Financial LLC
October 2023 - Present · 3 yrs
LPL Financial LLCBroker
October 2023 - Present · 3 yrs
Previous Registrations
Cambridge Investment Research, INC.Broker
September 2017 - November 2023 · 6 yrs 2 mos
Cambridge Investment Research Advisors, INC.
September 2017 - November 2023 · 6 yrs 2 mos
National Planning Corporation ("npc of America" in Fl & Ny)
November 2009 - September 2017 · 7 yrs 10 mos
National Planning CorporationBroker
May 2004 - September 2017 · 13 yrs 4 mos
Legacy Financial Services, INC.Broker
January 2003 - March 2004 · 1 yr 2 mos
Legacy Financial Services, INC.Broker
June 2000 - May 2002 · 1 yr 11 mos
Intersecurities, INC.Broker
August 1997 - December 1999 · 2 yrs 4 mos
Berthel, Fisher & Company Financial Services, INC.Broker
September 1995 - June 1997 · 1 yr 9 mos
State Registrations10 states
FLKSMONCNENMNYTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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